Search for: "American Capital Financial"
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12 Aug 2021, 9:07 am
Upon information and belief, broker Frank Palumbo was one of the financial advisors at American Capital Partners, LLC’s that recommend GPB Automotive Portfolio, LP to retail customers. [read post]
10 Nov 2022, 6:37 am
One financier, Chrysler Capital, is receiving adverse reports about its auto loan practices. [read post]
4 Oct 2021, 1:56 pm
Iorio Altamirano LLP, a leading securities arbitration law firm, has filed a case through the Financial Industry Regulatory Authority (FINRA) against American Capital Partners. [read post]
2 Mar 2018, 8:24 am
Investors in American Realty Capital New York City REIT (“ARC NYC REIT”), may have arbitration claims to be pursued before the Financial Industry Regulatory Authority (“FINRA”), if their ARC NYC REIT investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the broker or financial advisor. [read post]
13 Aug 2018, 6:30 am
Value, Valuation, and Financial HistoryJULIA OTT3. [read post]
1 May 2017, 7:45 am
Federal Judge Rules on CFO’s Dismissal Request According to various reports, Federal Judge Paul Oetken in Manhattan refused to dismiss an indictment accusing a former chief financial officer, Brian Block of American Realty Capital Properties Inc. of fraudulently inflating financial data for the massive REIT. [read post]
5 Sep 2019, 7:21 am
The post Did You Buy GPB Capital From SagePoint Financial Inc.? [read post]
5 Apr 2021, 6:48 am
The post Did You Invest In GPB Capital With Sagepoint Financial, Royal Alliance Associates, Woodbury Financial Services, Or Triad? [read post]
13 Mar 2019, 10:16 am
The post Financial Advisor’s Due Diligence On GPB Capital Holdings appeared first on Securities Arbitration Lawyers Blog. [read post]
31 Oct 2017, 10:23 pm
On June 30, 2017, the former CFO of American Capital Properties Inc. [read post]
16 May 2019, 6:56 am
Silver Law Group has filed the first arbitration claim against SagePoint Financial related to GPB Capital investments. [read post]
3 Apr 2011, 1:59 pm
Our frequent guest, Anna Gelpern, and the editors of the new American University Business Law Review have put together a great conference on financial reform this coming Friday, April 8th in the nation’s capital. [read post]
17 Mar 2016, 1:55 pm
Mark Strasser (Capital University Law School) has published Tenure, Financial... [read post]
6 Feb 2019, 1:28 pm
American Realty Capital New York City REIT Investors May Have Claims Against Brokerage Firms and Advisors if the Sale Recommendations Were Unsuitable Have you or a loved one invested in American Realty Capital New York City REIT (“ARC NYC REIT”)? [read post]
15 Jul 2009, 7:03 am
“Capital One Financial Corp’s (COF.N) U.S. credit card defaults rose in June as unemployment increased and Americans struggled to pay their debts, but the figures were better than expected and the company’s shares rose 3.2 percent. [read post]
29 Jul 2019, 6:51 am
GPB Capital Holdings is being sued by one of its business partners, David Rosenberg, for allegations of financial misconduct. [read post]
9 Sep 2010, 8:56 pm
Several individuals connected with Boca Raton, Florida-based Midwest Holding Capital were arrested for fraud for allegedly deceiving primarily Haitian-Americans out of nearly $1M. [read post]
23 Dec 2009, 12:49 pm
Joseph Karl Grant (Capital University School of Law) has posted What the Financial Services Industry Puts Together Let No Person Put Asunder: How the Financial Services Modernization Act of 1999 - The Gramm-Leach-Bliley Act - Contributed to the 2008-2009 American Capital Markets Crisis (Albany Law Review, 2010) on SSRN. [read post]
1 Oct 2019, 8:06 am
To promote fair and sustainable capitalism and help business and labor work together to build an American economy that works for all, this paper presents a comprehensive proposal to reform the American corporate governance system by aligning the incentives of those who control large U.S. corporations with the interests of working Americans who must put their hard-earned savings in mutual funds in their 401(k) and 529 plans. [read post]
6 Nov 2014, 3:03 pm
LPL Financial said that they will no longer sell products by American Realty Capital Properties and RCS Capital Corporation. [read post]
